Documentation
The following are our current legal documents, policies and guidance.
For investors
Investor terms and conditions
Auction process
Factsheet: Disclosure of relevant interests on the Catalist Public Market
Substantial product holder disclosure form 1
Beginning to have a substantial holding
Substantial product holder disclosure form 2
Change to existing substantial holding
Substantial product holder disclosure form 3
Ceasing to have substantial holding
Wholesale investor certificate
Complete and upload to access our wholesale market
Nominee deed poll terms
Change of contact details form
Off-Market transfer form
For businesses (Catalist Public Market)
Issuer rules
Issuer rules enforcement policy
Guidance note: Disclosure of material information
Financial Markets Conduct (Catalist Public Market) Regulations 2021
Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021
Takeovers Code (Catalist Public Market Issuers) Exemption Notice 2021